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"The Modernization of China's Military: Implications for American Policy"

A discussion with Dr. David Shambaugh February 12, 2003

The Nixon Center, Washington, DC

The Nixon Center recently hosted a luncheon event featuring Dr. David Shambaugh and the views expressed within his new book, Modernizing China's Military: Progress, Problems and Prospects. Dr. Shambaugh explained that while the Chinese military is twenty years behind the state-of-the-art, Chinese missile technology is extremely advanced and the Chinese military is surprisingly transparent.  Dr. Shambaugh is the Director of The China Policy Program of the Elliott School of International Affairs at The George Washington University, a Non-Resident Senior Fellow in the Foreign Policy Studies Program at The Brookings Institution and is a Fellow at the Woodrow Wilson International Center for Scholars. Dr. Shambaugh’s discussion at The Nixon Center focused on subject matter covered in his most recent book, Admiral Eric McVadon (ret.) offered his remarks following Dr. Shambaugh's presentation and Dr. David M. Lampton, Director of China Studies at The Nixon Center, moderated the event.

 

Dr. Shambaugh argued that the world is now witnessing a number of changes in the international systems that are creating a new world order.  A critical aspect of this new world order is the rise of Chinese power and within this issue exists the importance of the rise of Chinese military power.  Dr. Shambaugh hopes that his new book will discredit the myth that the Peoples’ Liberation Army (PLA) is not a transparent organization. He believes that the PLA, which includes all branches of the Chinese military, is quite transparent, however to extract the necessary information requires translating Chinese language documents.

 

The PLA

Dr. Shambaugh's book addresses the rapid, complex changes occurring in the PLA, but does not attempt to ask simple, "bottom line" questions, such as "Is the Chinese military a threat or not?" Instead, Dr. Shambaugh offers his analysis of the PLA's progress, problems and prospects, which he said could assist with constructing such bottom line conclusions.

 

The PLA is an institution that has been undergoing thorough, rapid and comprehensive change.  Dr. Shambaugh contends that the PLA has experienced more change in the past five years than it had in the previous twenty-five years.  Despite all the progress of recent years, he presented his opinion that the PLA is beset with a number of problems that are proving to be serious impediments to military modernization.  These problems include bureaucratic, cultural, technical, and human factors.  Dr. Shambaugh then assessed that, as a generalization, the PLA today remains twenty years or more behind the international "state of the art" across the board.

 

Although the PLA is making progress, Dr. Shambaugh pointed that the “state of the art” China is pursuing is not stagnant and continues to improve.  He believes that these technological advances are moving faster than China’s progress, causing the technical gap to actually widen. However, he contends that, in certain areas, China’s weapon capabilities will close the gap.  For example, in the next one to two years China will deploy ground-launched land attack cruise missiles that will completely change the dynamics across the Taiwan Strait.   Regarding Taiwan, he did not perceive that the PLA needs to or wants to occupy the island. China's amphibious landing capabilities, essential to any takeover plan, remain the PLA’s weakest link.

 

In addition, Dr. Shambaugh believes that China's recent modernization should not be confused with professionalization. While the PLA may be making progress with hardware, it lacks much of the necessary advances in software, such as personnel, logistics, communications, force structure and doctrine.  The process of acquiring such software is an incremental one that must progress in tandem with social and economic development.  Learning from the mistakes of the former USSR, China has not placed a disproportionate amount of its resources into military modernization.

 

After presenting all the ways that the Chinese military has modernized, Dr. Shambaugh asked the question, “What is driving this overhaul?”  The first driving force behind the overhaul is that China, as a modern nation and major power, desires to have a modern military.  The second factor is the Taiwan issue.  The third driver of this modernization is that China is proceeding from an integrated and well-conceived plan for modernization and professionalization. The template being used for this progress is almost entirely externally derived.  It is the product of a thorough and intensive study of contemporary international warfare using foreign militaries as models, including the United States, Russia, Australia, Japan, South Korea and other NATO nations.

 

Implications for the United States

The final point that Dr. Shambaugh discussed dealt with the implications China’s military modernization will have on both the global landscape and specifically for the United States.  The modernization of the PLA will have to become a fact of life for China’s neighbors and the United States.  China is becoming an increasingly capable military force that over time will be able to project its power around its maritime and land periphery.

 

As for specific implications for the United States, Shambaugh contests the idea that China does not threaten American strategic interests in East Asia or the United States directly.  China’s military modernization is only one facet of its overall modernization.  The United States is deeply engaged in this overall modernization, but should remain unengaged in China’s military modernization. For example, he does not support exchanges in specific areas, such as logistics and doctrines, because such programs unnecessarily advance Chinese power projection, which is the line that he does not think the US should cross.  Dr. Shambaugh also stated that he is an advocate of maintaining the military sanctions that exist on the PLA indefinitely, both in terms of weaponry and defense technology.  He feels that it does not behoove the United States to improve China’s power projection capability or to sell its equipment or technology that would accelerate its modernization, although it does behoove the United States to have a strong, but carefully limited, exchange program with the Chinese military.

 

Two types of these contacts that Dr. Shambaugh supports are high-level contacts and confidence-building measures, such as ship visits and transparency briefings.  However, the third category of exchange programs, functional exchanges, is not as simple.  For example, some of these exchanges include Chinese officers attending American military academies where they get to live with and study with their American counterparts.  Dr. Shambaugh would endorse this contact based on the argument it reduces the threat of misperception.

 

As a conclusion, Dr. Shambaugh stated that although China’s military modernization is not a danger or threat to the United States or its interests, the United States must understand it, adapt to it, avoid facilitating it and build the best possible relationship with China to buffer it.

 

This Program Brief was prepared by Nixon Center Intern Jason De Rosa

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